SEC Enforcement Actions
This page tracks every public SEC enforcement action — federal court litigation, administrative proceedings, trading suspensions, ALJ orders, investor distributions, and receiverships. Filter by action type, year, and month, or search respondents and release numbers. Go deeper with how investigations work or submit a tip or complaint.
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All enforcement actions
Every public enforcement action taken by the Commission — federal court litigation, administrative proceedings, trading suspensions, judge orders, investor distributions, and receiverships — in one filterable list.
0ENFORCEMENT ACTIONS
0ACTIONS IN FY 2026
0FILED THIS MONTH
0ACTION TYPES
DATEACTION / RESPONDENTSRELEASE NO.
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